PECB ISO-IEC-27001-Lead-Auditor-CN Q&A - in .pdf

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  • Exam Code: ISO-IEC-27001-Lead-Auditor-CN
  • Exam Name: PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版)
  • Updated: Jun 05, 2026
  • Q & A: 418 Questions and Answers
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  • Exam Code: ISO-IEC-27001-Lead-Auditor-CN
  • Exam Name: PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版)
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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions:

1. 您正在作為審核組組長進行您的第一次第三方 ISMS 監督審核。您目前與審核團隊的另一位成員一起在被審核方的資料中心。
您目前所在的大房間被分成幾個較小的房間,每個房間的門上都有一個數位密碼鎖和刷卡器。您注意到兩個外部承包商使用中心接待台提供的刷卡和組合號碼進入客戶的套房進行授權的電氣維修。
您前往接待處並要求查看客戶套房的門禁記錄。這表示只刷了一張卡。你問接待員,他們回答說:“是的,這是一個常見問題。我們要求每個人都刷卡,但尤其是承包商,一個人往往會刷卡,而其他人只是'尾隨'進來”,但我們知道他們是誰接待處簽到。
根據上述情況,您現在會採取下列哪一項行動?

A) 針對控制 A.7.6「在安全區域工作」提出不符合項,因為尚未定義在安全區域工作的安全措施
B) 提供改進機會,承包商在訪問安全設施時必須始終有人陪同
C) 由於尚未與供應商就資訊安全要求達成一致,因此針對控制措施 A.5.20「解決供應商關係中的資訊安全問題」提出不符合項
D) 由於安全區域未充分保護,因此針對控制 A.7.1「安全邊界」提出不符合項
E) 確定是否有任何額外的有效安排來驗證個人對安全區域(例如閉路電視)的存取權限
F) 提供改進機會,在接待處設置大型標牌,提醒每個需要進入的人必須始終使用刷卡


2. 在認證審核過程中,請從下列選項中選擇兩項,這些選項是審核團隊中的法律技術專家的職責。
* 評估受審計方的法律知識

A) 核實組織的合法地位
B) 批評該組織的法律合規問題
C) 會見該組織的法律代表
D) 為審計團隊提供法律檢查點方面的建議
E) 與被審計方討論複雜的法律問題


3. 場景 6:Cyber​​ ACrypt 是一家網路安全公司,提供終端保護服務,包括反惡意軟體和設備安全、資產生命週期管理以及設備加密。為了驗證其資訊安全管理系統 (ISMS) 是否符合 ISO/IEC 27001 標準,並展現其對卓越網路安全的承諾,該公司接受了由指定的審計團隊負責人 John 領導的嚴謹審計流程。
在接受審計委託後,約翰立即組織了一次會議,概述了審計計劃和團隊角色。這一階段對於使團隊與審計的目標和範圍保持一致至關重要。然而,向 Cyber​​ ACrypt 的員工進行的初步介紹顯示,他們對審計的範圍和目標理解存在重大差距,表明公司內部可能存在準備方面的挑戰。隨著第一階段審計的開始,團隊為現場活動做好了準備。他們審查了Cyber​​ ACrypt的文檔信息,包括資訊安全策略和操作規程,確保每份文件都符合標準格式,並包含作者標識、生成日期、版本號和批准日期。此外,審計團隊也確保每份文件都包含標準相應條款要求的資訊。此階段發現,無需對描述任務執行的文件進行詳細審計,從而簡化了流程,使團隊能夠將精力集中在關鍵領域。在現場活動階段,團隊評估了Cyber​​ ACrypt策略的管理責任。這項徹底的審查旨在確保持續改進並遵守資訊安全管理系統(ISMS)的要求。隨後,在第一階段審計輸出階段的文件中,審計團隊詳細記錄了他們的發現,重點強調了他們關於第一階段目標完成情況的結論。這份文件對於審計團隊和Cyber​​ ACrypt理解初步審計結果和需要關注的領域至關重要。
審核組也決定對主要利害關係人進行訪談。此舉旨在收集可靠的審核證據,以驗證管理系統是否符合ISO標準。
/IEC 27001 要求。與 Cyber​​ ACrypt 各層級的相關方進行溝通,為審計團隊提供了寶貴的視角,並加深了他們對資訊安全管理系統 (ISMS) 的實施和有效性的理解。
第一階段審計報告揭露了幾個關鍵問題。適用性聲明 (SoA) 和資訊安全管理系統 (ISMS) 政策在多個方面存在缺陷,包括風險評估不足、存取控制不完善以及缺乏定期政策審查。這促使 Cyber​​ ACrypt 立即採取行動解決這些缺陷。他們迅速回應並對戰略文件進行了修改,體現了其致力於實現合規的堅定決心。
為彌補審計團隊網路安全知識缺口而引入的技術專家在識別風險評估方法中的缺陷和審查網路架構方面發揮了關鍵作用。這包括評估防火牆、入侵偵測和防禦系統以及其他網路安全措施,並評估 Cyber​​ ACrypt 如何偵測、回應和從外部和內部威脅中復原。在 John 的指導下,技術專家將審計結果傳達給了 Cyber​​ ACrypt 的代表。然而,審計團隊注意到,由於該專家收取了受審計方的諮詢費,其客觀性可能受到了影響。考慮到該技術專家在審計過程中的行為,審計團隊負責人決定與認證機構討論此事。
根據以上情景,回答以下問題:
問題:
根據情境 6,審計團隊負責人對技術專家的行為所做的決定是否可以接受?

A) 不,審計團隊負責人應該直接向上級管理階層報告這個問題。
B) 是的,如果審核員對技術專家的客觀性存有疑慮,他必須與認證機構討論他的疑慮。
C) 不,質疑專家的客觀性並非審核組長與認證機構討論此事的合理理由。


4. 在第三方認證審核期間,受審核方會提供您問題清單。下列哪四項構成 ISO/IEC 27001:2022 管理系統背景下的「外部」問題?

A) 為因應高通膨而提高利率
B) 訓練支出削減導致員工能力水準低下
C) 因政府政策改變而導致補助金減少
D) 因管理不善導致缺勤增加
E) 由於政府制裁而無法購買原料
F) 與過時的生產設備有關的生產率下降
G) 人口老化導致勞動成本上升
H) 由於員工假期減少,士氣低落


5. 選出最能完成句子的單字:
「在管理系統中維護法規遵從性的目的是要用最好的單字完成句子,請點擊要完成的空白部分,使其以紅色突出顯示,然後點擊來自的適用文字或者,您可以將選項拖放到對應的空白部分。


Solutions:

Question # 1
Answer: E
Question # 2
Answer: A,C
Question # 3
Answer: B
Question # 4
Answer: A,C,E,G
Question # 5
Answer: Only visible for members

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